The Wayback Machine - http://web-wp.archive.org/web/20251212001938/https://www.finra.org/

FINRA Homepage

A vibrant market is at its best when it works for everyone.

Research a Broker or Firm
Search Brokercheck
Report / Study

2026 FINRA Annual Regulatory Oversight Report

The 2026 FINRA Annual Regulatory Oversight Report provides FINRA member firms with insight into findings from FINRA’s regulatory operations programs.
Read More
Report / Study

The National Financial Capability Study Investor Survey

This latest report examines investor behaviors, attitudes, knowledge and experiences, including trends in new investor participation, use of financial influencers, risk tolerance and investor knowledge levels.
Read More
About FINRA

FINRA Forward

FINRA Forward represents our commitment to evolving with the changing securities industry. As markets transform, we're adapting our approach to pursuing our mission of protecting investors and safeguarding market integrity.
Read More
See What's New

How FINRA Serves Investors and Members

As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways.

Read Now

Exposing Insider Risk

FINRA’s Insider Trading Detection Program is designed to provide U.S. law enforcement and regulators worldwide with actionable intelligence about potential insider trading that occurs on the U.S. markets. The intelligence we provide—over 450 referrals in 2023 alone—routinely result in criminal and civil action.

Read Now

FINRA’s Crypto Hub

The Crypto Hub is a FINRA-wide effort to ensure we are prepared to fulfill our regulatory mission regarding the crypto asset-related activities of member firms and associated persons. The Hub serves as a nerve center to manage FINRA’s regulatory work related to crypto assets.

Learn More

Announcements

Media Center
Making Your Voice Heard Through FINRA Member Engagement
Engagement is a two-way street at FINRA. On this episode of FINRA Unscripted, two regional committee members speak with FINRA's Kayte Toczylowski about how FINRA listens to industry feedback and takes action. Discover how member firms can actively participate in shaping regulation, access valuable resources, and build meaningful relationships.
Read More
@FINRAOfficial
Follow FINRA on Instagram
Follow FINRA's new Instagram page at @FINRAOfficial to find investor-focused content designed to help the everyday investor up their investing know-how.
Read More
Report / Study
Social Media-Influenced Investing
Read More
Media Center
Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership
Read More
News Release
FINRA Publishes 2026 Regulatory Oversight Report to Empower Member Firm Compliance
Read More